PRESENTATION OF THE CSS SYSTEM (COMPLIANCE SCIENCE SYSTEM) AS A WAY TO EVALUATE THE USE OF HEADGEAR ANCHORAGE APPLIANCES
Carlos Rodrigues Júnior 1
Karina S. Mundstock 2
Carlos A. Mundstock 3
1 In private practice of Orthodontics, Porto Alegre
– RS, Brazil.
2 Clinical Instructor of the Graduate Program in Orthodontics at
the Federal University of Rio Grande do Sul (UFRGS).
3 Adjunct Professor, Department of Orthodontics, Federal University
of Rio Grande do Sul (UFRGS).
This article first appeared in Sociedade Gaucha de Ortodontia e Ortopedia Facial
The aim of this paper is to present an evaluation system for the use of headgear appliances. This system is called the Compliance Science System (CSS) and it consists of a headgear neckstrap with an electronic module timer, a reader of this module that is connected to the computer and software that reads the information gathered by the module. The purpose of the CS system is to quantify the timing of headgear use and for determining patient cooperation during daily use. Two (2) clinical cases with a skeletal Class II malocclusion and severe overjet, treated with the use of a cervical-pull Kloehn headgear, were presented to illustrate the use of the CS system.
The headgear appliance has been used in Orthodontics since the last century. From the first headgear appliances a number of modifications were done, but the patient cooperation factor remained unchanged. Poor patient cooperation can influence the final result of the orthodontic treatment, as well as lengthen the duration of treatment.
The efficacy of headgear anchorage appliances has been scientifically proven. One of the principal uses of the headgear appliance is for growth modification. Patient compliance is the most common problem encountered when utilizing headgear appliance therapy. In addition, it is very difficult to evaluate patient cooperation. The most frequently used subjective methods of evaluating the degree of headgear compliance are: dental mobility, cleanliness of buccal tubes, cleanliness of the neckstrap, space created between posterior teeth, position of the molars compared to their pre-treatment position in the casts, evaluation of the maintenance or loss of anchorage and patient answers to questions about the hours of use.
Today, in addition to the subjective methods, we can use objective methods to measure the level of patient cooperation with the use of headgear appliances.
Northcut5 tried a headgear timer that was made of a miniature electronic watch with a memory circuit. According to the author, the patients increased the number of hours of use of their headgears when they were informed that they had been monitored. The number of hours of use increased from 35-50 hours per week to 100 hours per week.
Cureton et. al. 1 concluded that orthodontists that monitored their patients, without informing them, had a way to evaluate their motivational techniques in relation to the use of headgear appliances. Another study was done by Cureton et. al. 2 comparing the subjective evaluation performed by experienced orthodontists, assistants and graduate students with the objective evaluation performed by a headgear timer. The results showed that patients used their headgears half of the time that was prescribed.
In another study, Cureton et. al. 3 used headgear timers to monitor 28 patients: 14 patients used a headgear calendar to evaluate the number of hours of daily use and 14 patients were not monitored daily. The final result showed that the ones that were monitored every day through the use of a headgear calendar were more inclined to wearing their headgears.
In 1997, Güray and Orban 4 did a study using a headgear timer with the objective to know the duration of headgear use. They concluded that the patients that were measured by using the headgear timer had increased their use of the appliance from 10 to 14 hours per day. In other words, the net increase was 26% more hours of use per day than the ones that did not know that their compliance was being measured.
In 1974, Northcutt 5 used a headgear timer made by Aledyne Corporation (Aledyne Timers), and Cureton et al. 1,2,3 used a home made monitor: Seiko Lorus Quartz watch mounted on a headgear neckstrap.
In 1998, Orthokinectics Corporation brought out a new type of headgear timer that is called the "Compliance Science System" (CSS). The aim of the CSS is to inform the orthodontist and patients, in an objective way, the number of hours the headgear anchorage appliances are being worn6.
To test the efficiency of the Compliance Science System (CSS) we are developing a research project in the orthodontic graduate clinic of the Federal University of Rio Grande do Sul (UFRGS) in Brazil. For this project a sample of Class II patients have been selected and treated with headgear appliances. Two cases of the sample are presented in this article to describe the CS system. The objective of this research project is to evaluate the cooperation of the patients in relation to the use of headgear appliances and its efficiency. In addition, to determine the ideal protocol for using headgear appliances.
COMPONENTS
OF THE CS SYSTEM
The Compliance Science System developed by Orthokinectics is simple and easy to use. It has two (2) principal elements:
The reader is connected to a serial port in the computer and used to read the module (figure 1), registering and storing the data that will be read through graphics and numbers of the software. Communication between the reader and the module is made through an infrared beam.
Figure 1 – Module placed on the strap and on the reader.
The hardware requirements to install the CS system are: 486 PC computer or higher, 8MB RAM memory, hard disk with 10MB available, one available unassigned serial communication port and a mouse.
The headgear module (affirm module) has three (3) principal components:
When the neckstrap is pulled, the optical switch is on and when the neckstrap returns to the original position is off. The microprocessor verifies the optical switch every minute to check if the unit is in session or not. Lithium batteries give power to the modules and its life expectancy is around 2 years from the date of manufacture.
The Compliance Science System software registers the data provided by the patients that are using the affirm modules in their headgear neckstraps. During each visit the CSS reader and the software reads the headgear modules and updates the stored information. The software creates graphic readouts to report the patient’s behavior during a period of time. In addition to daily hours of use, the system provides the information of when the patient is concentrating his/her headgear wearing efforts. The data is stored as sessions of 0-3 hours, 3-6 hours, 6-9 hours, 9-12 hours, 12-15 hours, 15-18 hours, and 18-21 hours. Using this appraisal we can evaluate each patient per session or according to the medium of sessions of use, or to the total number of hours of use during a period of time. The CS system is able to measure duration and frequency of each session. Furthermore, the system provides information to evaluate if eight (8) sessions of one (1) hour are equivalent to one (1) session of eight (8) hours.
When we evaluate the use of headgear it is more important to understand the frequency and duration of the sessions than to know the force level applied during a certain time. We need to know if the appliance has been used or not, and the duration and pattern of the sessions, to be able to evaluate the effectiveness of the appliance. A change in the number of sessions of use or an increase in the duration of a session may result in a better treatment result. Using an example, we can better understand the importance of each session. If a patient, in the first day, puts the headgear on at 6:00 p.m. and takes it off at 12:00 midnight, it counts as a 6-hour session. In the second day, the same patient puts the headgear on at 7:00p.m. and takes it off at 8:00a.m. of the next day, we have a session of 13 hours. If, in the third day, the patient puts it on at 3:00p.m. and takes it off at 5:00p.m. and then puts it on again at 8:00p.m. and takes it off at 8:00a.m., we have another scenario. In this clinical situation we have one session of 2 hours and another session of 12 hours. In summary, we have 3 days of headgear use and 4 sessions; in other words 2 short and 2 long sessions. This data means that this patient is trying to use the appliance with dedication and the CS system shows the level of his/her cooperation.
We can conclude that knowing the duration of each session of use will probably result in benefits for the orthodontic treatment such as:
CASE 1
Patient: 9y 2m, female, at the end of mixed dentition, with Class II, Division 1 malocclusion, with an 8mm. overjet and a 4mm. overbite (figure 2). The patient presented the following cephalometric measurements: SNA 87.2°, SNB 80.3°, ANB 6.9°, SND 75°, 1/-NA 27.4°, 1/-NA 5mm, /1-NB 33.1°, /1-NB 5.8mm, SN.GoGn 28.3°(figure 3).

Figure 2 (a and b) – plaster models, right and left sides respectively, before treatment.
Figure 3 – Patient C.M.’s pre-treatment cephalometric tracing.
Treatment was planned without extractions, with fixed orthodontic appliances and the Class II malocclusion was corrected by the use of a cervical-pull headgear appliance. It was recommended to the patient to use the headgear 14 hours per day. The patient was cooperative, showing clinical signs of Class II correction during a period of 5 months (figure 4). According to the CS system reading the median time of use was 10.6 hours/day, instead of the 14 hours/day that was initially recommended (figure 5). The use of the headgear was basically at night, and is demonstrated in the graphic in figure 6. The patient concentrated her effort in sessions between 9-12 hours and 12-15 hours. In a subjective evaluation the patient was asked about the frequency and timing of headgear use, and her answers confirmed the information given by the CS system. In addition, clinical signs of headgear wear were checked such as: mobility of the first permanent maxillary molars (16, 26) and diastemas between the premolars.

Figure 4 (a and b) – Intraoral photographs, right and left sides respectively, after 5 months of extra-oral appliance use with the CS system.
CASE 2
Patient F.R.P., 8y 4m, female, in the mixed dentition, with a Class II, Division 1 malocclusion, with a 9mm. overjet and a 2mm. overbite (figure 7). The patient presented the following cephalometric measurements: SNA 85.7°, SNB 76.3°, ANB 9.37°, SND 73.3°, 1/-NA 25.5°, 1/-NA 7.3mm, /1-NB 26.3°, /1-NB 5.7mm, SN-GoGn 37.9° (figure 8).

Figure 7 (a and b) – Pre-treatment intra-oral photographs, right and left sides respectively.
Figure 8 – FRP’s pre-treatment cephalometric tracing.
A non-extraction treatment plan included fixed orthodontic appliances, cervical-pull headgear to correct the Class II malocclusion and the overjet. It was recommended to the patient to use the headgear 18 hours per day. The patient used the headgear very well, showing clinical signs of Class II correction.(Figure 9) This clinical information was confirmed by the CS system reading that demonstrated a median of 14.3 hours of daily use. (Figure 10) The major use was between 9-12 hours and a complement of 0-3 hours.(figure 11) It demonstrates that the patient concentrated the use of the headgear during sleeping hours.

Figure 9 (a and b) – Intra-oral photographs after 5 months’ treatment, right and left sides respectively.
Analyzing the short-term clinical results obtained by the CS system, we can start to have doubts about the number of hours that we should prescribe for daily use of the headgear appliance.
CONCLUSIONS
Using the information obtained from the literature, in conjunction with the data from the pilot study of the CS system, we can suggest that monitoring patient behavior, in relation to headgear use, can improve the success of the orthodontic treatment. It can be used as an instrument to improve patient cooperation. Some patients demonstrated improvement in the daily use of the headgear when they were informed that they were being monitored by the CS system. The protocols for daily headgear wear are usually from 12 to 18 hours per day. This contradicts the information given by the reading of the CS system obtained from the sample used in the pilot study done at the Federal University of Rio Grande do Sul.
MAIL ADDRESS
CARLOS RODRIGUES
JUNIOR
Faculdade de Odontologia - UFRGS - Ortodontia
Rua Ramiro Barcelos, 2492
Porto Alegre - RS
E-mail: junior@conex.com.br.
BIBLIOGRAPHY